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CHAPTER
12
REVOLUTION
We saw in chapter
3 that within the left sectarian groups considered, and indeed among the
anti-capitalist left in general, much use is made of the word 'revolution'.
However, such is the heritage of sectarianism that what little is portrayed
about revolution, is usually very crude and/or abstract. We saw that the
Workers Revolutionary Party leaders - those who considered themselves
'the most important part' of the class struggle - calculated that
in Thatchers' Britain of the late 1970's 'conditions were entirely
ripe' to go forward to the establishment of a revolutionary anti-capitalist
government (see page 73 and 79 above). We noted that about the same time
the International Communist Party were urging 'political rebellion' and
were convinced that 'revolutionary struggles' were then realistically
on the agenda. Other groups called for general strikes in preparation
for revolution and if the reader remembers, the Maoists were on the verge
of 'launching the final (revolutionary) offensive' against colonialism
and imperialism. All the quoted sects, and many others, at one time or
another have advocated revolution. Yet trawl through their copious documents
as he or she may, the diligent anti-capitalist will find little which
shines a light on how these groups hope to recognise revolutionary processes
when they actually occur.
A single chapter can
only begin to analyse some basic elements of such processes and not exhaust
them. However, we need to begin this analysis if we are to ultimately
rid the term 'revolution' of its abstract mysticism. We non-sectarian
anti-capitalists, need to start this analysis also to free ourselves from
dependence upon the fantastic prophecies of self-appointed sectarian elites.
Such a start will enable workers and anti-capitalists to begin to judge
for themselves what stage has been reached in terms of revolutionary political
and social developments. By revolution I do not mean an overthrow of one
part of government by another, (often called a 'Palace Revolution) nor
do I mean simply an uprising (armed or otherwise) against some form of
oppression. Nor do I consider revolution as an 'instrument', a 'thing'
which history, or radicals, use to ensure a progression from one historical
stage to another.
I am using the word
here to describe a thoroughgoing change in the political and economic
practices by which communities and social groups operate. Revolution in
this sense is the term used to describe a process of social disintegration
and human conflict, caused by a profound crisis in the existing economic
and political structures of human societies, which leads to a change in
those structures.
To assist our understanding
of the nature of the revolutionary process we shall consider aspects of
four revolutionary transformations; the English Revolution of 1641; the
American Revolution of 1775; the French Revolution of 1789; and the Russian
Revolution of 1917.
A) THE
ENGLISH revolution .
Opposition to oppression
and exploitation in the form of individual resistance and collective rebellion
is probably as old as conquest and subjection. Slave revolts in antiquity
were far from infrequent. Certainly recorded rebellion and resistance
in England, date back to the Roman invasion by the Britons, the eventual
uprising led by Queen Boadicea, as well as sporadic resistance to Celtic
and Viking invasion. From at least the times of the Romans, the object
of the successive conquering warrior groups was to subdue and control
the native populations, in order to extract surplus labour and produce
from them. This surplus product varied according to locality, but usually
took the form of food (grain, roots, livestock etc.), materials (wood,
metals, etc.), and human beings themselves (for slaves, servants, etc.).
The form in which this surplus production was extracted, varied depending
upon the requirements of the conquerors, and the resources of the conquered.
For example, the Romans in addition to taking men, women and children
as slaves for their mines, plantations and homes, preferred direct confiscation
of certain products. These products were usually in the form of cattle,
hides, corn, timber, hunting dogs, gold, silver and iron. Later still,
the invading Anglo-Saxon war lords insisted on receiving the products
of surplus labour in the form of two or three different types of ale,
numerous oxen and cheeses, together with scores of hens and geese from
each village within their control. They also insisted on free labour service
when they required it. Such forced extraction's were the forerunners of
the later feudal tithes (payment of a tenth of the things produced) and
corvee (free services) labour which will re-occur throughout this chapter.
It is clearly the
case that in England, some revolutionary ingredient was missing in terms
of the great peasants' revolt against a poll tax in 1381, or in the case
of the 'Cades' revolt of 1450. It is obvious that anger was also abundant
in the various English uprisings of 1515, 1536, 1549 and 1553, but they
nevertheless resulted in very little change, and were soon put down or
subsided. We need to recognise that however intensive, or extensive rebellions
become, without further economic, social and political factors having
entered into the equation, they are unlikely to result in revolutionary
change. It is these further factors which we will now consider.
The background.
The forces which confronted
each other in the English Revolution of (1641-1650), were congregated
around two basic socio-economic groups. On the one hand, the king and
his loyal nobles, organised around the Royal Court. On the other, the
rich merchants, manufacturers and disaffected nobles, who were based around
Parliament. But why had these two groups of exploiters become so much
opposed? The answer lies in the changing nature of economic trade and
the continued expansion of a new type. Throughout the middle ages in Europe
small pockets of capitalistic enterprise in manufacture and trade were
increasing in number and diversity. The voyages of 'discovery', undertaken
by Spain and Portugal in the 'Americas,' had opened up a new world of
exploitable commodities and thus surplus labour, which was steadily enriching
individual capitalists. This process also increased their number, in those
towns and cities with ports for shipping, or which produced essential
commodities. England was no exception to this development, even though
she was later on this world scene than Spain, Portugal and Holland. Thus,
from the introduction in Europe of the Fulling mill (approx. 1008), and
windmills (approx. 1180) to grind corn, through to such activities as
mining, brewing and the import and export of commodities such as wool
and spices, England had increasingly developed its own groups of capitalist-led
enterprises. They existed in every major town and city and were beginning
to economically dominate in many.
By the time we reach
the period of the English Revolution, these groups of traders and manufacturers,
together with those who serviced them, had become a larger group than
the nobles, and in many cases considerably richer. A few nobles and many
of the country gentry, had been so impressed by this progress in wealth
creation, that they had also created their own niche in the rapidly developing
capitalist economy. For some land-owning aristocrats and gentry, it was
a time of rapidly growing wealth. This was gained in some cases, by enclosing
the common land, forcibly removing the poor cottagers, creating large
sheep runs and causing poverty and unemployment among agricultural labourers.
In other words they became rich by changing the type of production exercised
on their own land and by gaining control, through legalised theft, of
the common land. By the 17th century, the divergent interests between
the high-placed representatives of the traditional feudal economy and
the rapidly developing capitalist class, were threatening to spill over
into open conflict.
Although both sides
in the Civil War expressed their opposition to each other in the form
of religious differences, questions of personal loyalty and taxation,
the real undercurrent was to do with how each group gained and maintained
their economic wealth and well-being. Religious disagreements were the
ideological shrouds which were often used to camouflage the conflicting
economic interests. To use the terms already developed in chapter 9, the
real underlying social and economic difference related to how each group
extracted and realised surplus products and surplus value from the working
population. The king, and his main body of traditional aristocratic supporters,
obtained surplus labour and value through rents, duties, tithes and taxes;
the manufacturers, merchants and merchant gentry obtained theirs predominantly
through the production and sale of commodities.
It had long been the
view of many merchants and traders, that the Royalty (Kings and Nobles)
had obtained their wealth unfairly. In the minds of the active, industrious
gentry, merchants and manufacturers, The King and his courtly nobles did
little or nothing to justify their extravagant lifestyles. Numerous revolts
suggest that royal taxation tended to be unpopular with the overwhelming
majority of people. When taxes were further raised for purposes of war,
or when spendthrift royalty sat on the throne, the high level of taxation
was often seen as excessive. Yet wars, and extravagant royalty, were regular
occurrences. European wars in particular, were means by which English
Kings and Nobles enriched themselves further. They did this by seizing
overseas estates and plundering foreign city treasuries. However, raising
an army required a great deal of money, and this frequently meant raising
extra revenue by taxation, forced levies, gifts or 'benevolences', as
they were often termed.
One particular royal
strategy, which had begun to irritate the developing manufacturers and
merchants, was the taxing of new sources of trade and manufacture. Each
new source of commodity wealth saw the royal prerogative used to grant
a monopoly or levy taxes. Such impositions were naturally resented by
those who had to pay them directly, but they also invariably caused the
prices of commodities to rise, which affected an even greater number of
people. By the turn of the 17th century (in the reign of Queen Elizabeth
1st.), resentment, which had smouldered for a long time, turned to open
anger during a Parliamentary debate. The extent of this anger is worth
noting. In this case it was directed against the granting of Royal monopolies
- often given free to royal favourites - and/or in exchange for large
payments. Thus a member of Parliament, Mr Francis Moore stated;
"I cannot utter
with my tongue or conceive with my heart the great grievances that the
town and country for which I serve, suffer by some of those monopolies.
It bringeth the general profit into a private hand and the end of all
is beggary and bondage to the subjects." (Townsend's Journals. Quoted
in 'A History of England'. Keatinge and Fraser Pub. A&C Black. page
374.)
During the same debate
one angry MP read out a long list of such patents and monopolies and was
interrupted by yet another member inquiring if bread was not on the list
as well. The result of this parliamentary outcry in 1601, was that Queen
Elizabeth 1st., apologised. She immediately abolished some of the monopolies,
suspended others, and promised not to grant any more without, as she said,
"they should first have a trial", to see how they affected her
people. That particular Elizabeth had been astute enough to quickly defuse
the situation, by apologising and backing down, in order to avoid further
problems. Not so James the 1st, the next monarch on the English throne.
The disagreement
deepened.
James inherited Elizabeth's
royal debt of approximately £400,000, caused partly by the war against
Spain and the costs of defence against its invading Armada. However, he
did not imitate her relatively frugal court expenditure. His attempts
to raise money - and objections to this from within the commons - characterised
much of his reign. Finance was not the only point of dispute. Petitions
and protestations raised within Parliament, such as one known as the 'millinery'
and another on 'free speech', were challenges to the royal prerogative
in all matters, including religion and politics. They were precursors
of what was to come. The real root of the division is given away by the
fact that King James was constantly summoning Parliament, not to discuss
the finer points of theology or politics, but to demand money. He would
then regularly dismiss Parliament, not because of its views on god, but
when it failed to grant him sufficient amounts of cash. He did this when
Parliament asked him to end taxation by 'purveyance', 'wardships' etc.,
and even on one occasion when Parliament dared to criticise him. Responding
to further criticism, in a speech to the Star Chamber, (the King's private
court for trying and sentencing his opponents), James however, again deliberately
hid his rights to demand extra money behind a smoke-screen of religious
sentiment, saying;
"That which concerns
the mystery of the king's power is not lawful to be disputed; for that
is to wade into the weakness of the princes and to take away the mystical
reverence that belongs unto them that sit on the throne of God."
(In Keating and Frazer . page 551.)
The references to
'lawful', 'mystical reverence' and 'God', whether the king believed them
or not, were of course just ideological rationalisations for what were
the real material interests of him and his supporters. As indicated, both
sides went to considerable lengths at times to cloak their material and
pecuniary interests in the struggle, by constant reference to 'history',
'religion' and 'national well-being'. However, it is not too hard to detect
the real interests at work if a critical eye is kept on the debates and
proceedings. For example, petitions and reports on the poor condition
of trade and the condition of the poor were numerous during this period.
When James died, and
his son Charles 1st took the throne, the same pattern quickly established
itself. As time went on, the tension between the two sides became worse.
Wading in and challenging the mystical reverence of kingship, as it applied
to sharing surplus value by taxation and property rights was precisely
what a majority of the wealthy manufacturers, merchants and gentry began
to have in mind. During one period, Charles summoned Parliament and dismissed
it several times, for the same basic reason. In between, with the help
of his advisers, particularly the Duke of Buckingham and Archbishop Laude,
the king remained determined to get his own way, particularly with regard
to taxes. By the time Charles summoned his third Parliament, a great many
manufacturers, merchants and a good part of the well-to-do within Parliament
and the city of London, were in no mood to even humour the king let alone
grant his fiscal wishes. When yet another Parliament assembled, the King
issued orders for it to provide the financial means for meeting 'the common
danger' presented by France and Spain. However, the members of Parliament
were more concerned to air their own grievances than consider any danger.
They drew up a 'Petition of Right' which among many things announced that;
"...it is declared
and enacted, that from henceforth no person shall be compelled to make
any loans to the king against his will, because such loans were against
reason and the franchise of the land; and by other laws of this realm
it provided, that none should be charged by any charge or imposition,
called a benevolence, or by such like charge, by which the statutes before
mentioned,.....that they should not be compelled to contribute to any
tax, tallage, aid, or other charge, not set by common consent in Parliament."
(ibid. page 553/554.)
We should note in
this petition from the Commons, in 1628, that there was no revolutionary
denial of the continued existence of kingship. Nor was there any absolute
opposition to the King's right to ask for money. The main thrust of the
parliamentary opposition was reformist. It merely sought to challenge
the King's assumption that he could compel Parliament, against its wishes,
to grant him money - with no limit on the amount! After ordering one short
adjournment, the King sent in the Speaker of the House of Commons to close
Parliament. However, when the Speaker tried to prevent further speeches
by members, two, Holles and Valentine, forcibly held him down. When some
M.P's tried to leave, another determined M.P., prevented this by locking
the door. At that point the M.P's. Eliot and Holles spoke to a resolution
denouncing the royal levy of 'pundage' and tonnage, and all those who
supported Popery. Parliament passed the resolution, and for the first
time in its history, declared its own dissolution.
This positive defiance
of the King's power to summon and discharge Parliament, was in fact the
first indication that the struggle for what was essentially a moderate
reform of royal privilege, could spill over into revolution. Elliot, Holles
and Valentine were arrested on the king's orders. Elliot perished later,
in the Tower of London. Such defiant actions made it clear that if neither
side backed down, what was to follow could be, or would be, a life and
death struggle. In such circumstances petitions were of no use, and defiance
of any kind would create a royal backlash. John Lilburne, a stern critic
of the Royalty, was whipped. Three others (Prynne, Burton and Bastwick)
were publicly branded, and had their ears chopped off. It seemed likely
that if things became worse, then executions, rather than whippings, would
be the likely outcome. A growing feeling developed among the merchant
and manufacturing classes, that the situation had gone on long enough.
It was time for a serious challenge. They no longer restricted themselves
to humble petitions, and meek declarations, instead they drew up Remonstrances
and began to openly challenge the King's prerogative.
Having developed as
an economic class, and flexed its muscles from time to time, the emerging
capitalist class was now politically becoming a class 'for itself'. It
lacked only the military means to enforce its interests. Meanwhile, having
decided to do without a Parliament for a time, Charles decided to continue
to extract his royal privileges in the manner he had become accustomed.
Further royal monopolies were introduced and ship money (an exceptional
tax to pay for the navy, previously levied in coastal towns only), was
extended to all towns in the country. This extra tax burden caused yet
another outcry, but this time among a wider range of people. During this
period King Charles also managed to get on the wrong side of the Scottish
nation in two important ways. First, by supporting a move to return all
previously confiscated Scottish lands back to the church. Second, by insisting
that Scotland adopt the English Book of Common Prayer. Within a fairly
short time a large section of Scotland was literally up in arms and ready
to fight. Charles' ill-considered response was to form an army to quell
the riotous Scots. However, when the two armies met, it was Charles' somewhat
motley crew of soldiers, which was no match for those assembled from north
of the border. The Scots soon forced Charles' troops to retreat. A humiliated
Charles returned to London even more determined to put down the Scots.
He again summoned Parliament, in order to raise the necessary money. The
new Parliament again refused his requests, and was again dissolved. He
next tried to create an army by 'pressing' (forcibly kidnapping) men into
its ranks, but the cause was unpopular, and with such unpopular means
of recruiting, mutinies and desertions became common. Whilst this was
going on, the Scottish forces advanced and captured the English towns
of Newcastle and Durham. Soon after, the King was forced to end his campaign
and agree to pay a ransom to the Scottish Army. Of course with no financial
resources himself, Charles had no alternative but to summon yet another
Parliament in order to try to pay this debt.
In the run-up to this
new election, the MP. John Pym, the son of a Somerset Squire with links
with the wool trade, toured the English counties with his friends, and
urged all those with the vote to return candidates who would be firmly
against the excesses of the monarch. This campaign proved successful,
and as a consequence, the new Parliament which assembled, was no friendlier
to the King's cause than its predecessors. Despite a declaration of being
humble and faithful, the prelude to that parliament's Grand Remonstrance
makes clear their position;
"The duty which
we owe to your majesty and our country cannot but make us very sensible
and apprehensive, that the multiplicity, sharpness and malignity of those
evils under which we have now many years suffered, are fomented and cherished
by a corrupt and ill affected party, who among other their mischievous
devises for the alteration of religion and government, have sought by
many false scandals and imputations, cunningly insinuated and dispersed
among the people, to blemish and disgrace our proceedings in this Parliament
and to get themselves a party and faction among your subjects, for the
better strengthening themselves and their wicked courses and hindering
those provisions and remedies which might by the wisdom of your majesty
and counsel of your Parliament, be opposed against them" (in Keatinge
and Frazer. page 563.)
Although complaining
of evils suffered, the Grand Remonstrance, in its 204 clauses, still sought
no real split with monarchical power. Instead, it chose to blame the King's
close associates. In the Remonstrance we can see that it is these unnamed
persons, and not the King, who are declared corrupt, cunning and wicked.
Parliament, and a majority of its leadership, were at this point still
hoping to reform the relationship between the monarchy and Parliament.
The indecision of many in Parliament is made clear by the fact that this
'humble' attempt to stand up to the King on behalf of moderate reform,
was only narrowly won by eleven votes. Many of the members of Parliament,
despite everything the King had done, were nowhere near contemplating
a physical struggle to force the reforms they desired on the King. Yet
the mood was different outside Parliament.
In the days that followed
the remonstrance, many ordinary citizens of London began to turn up at
Parliament - some armed - and clamouring for a full scale confrontation
with royalty. On the other side of the argument, there were those who
urged Charles to send his royal troops - swords drawn - to put an end
to this parliamentary opposition. In fear of their own safety, the Commons
decided to pass a Militia Bill. The bill provided for the creation of
an armed body of men directly responsible to Parliament. Charles responded
to this challenge by ordering the arrest of five of the leading parliamentarians.
Parliament stood its ground, and refused to surrender the MP's to the
Kings men. By the time Charles and his guards arrived at Westminster to
carry out the arrest, the five had slipped away across the river to the
City of London.
The two actions, the
passing of the militia bill and Charles's order to arrest the MP's, made
it almost certain that in the struggle between the two rival socio-economic
forces, compromise and reform was giving way to a revolutionary challenge
to the existing power. These apparently small, but pivotal incidents,
were quickly followed by other decisions and actions, which further set
the seal on what was to follow. Parliament voted to put the country in
a state of defence and issued a document entitled 'Nineteen Propositions',
which also outlined the basis of a new constitution. When these were rejected
by Charles, Parliament set up a 'Committee of Safety' to co-ordinate the
parliamentary campaign. The issuing of the 'nineteen propositions' and
the formation of the 'committee of safety', were measures with very clear
revolutionary implications, and both sides knew it. Charles quickly made
an attempt to seize the city of Hull, which was not only a strategic Port,
but also housed the main arsenal of English weapons. He failed in this
attempt, but soon both sides had obtained the military means to fight
it out.
The armed struggle.
When the war of words
finally became a battle of swords, pikes and muskets, the Parliamentary
side was immediately the weaker, even though the English Navy declared
itself completely on the side of Parliament. Few of the citizens who flocked
to join the Parliamentary Roundheads, had any real training in warfare.
The members of Parliament, who in the early stages, drew up citizens armies
from their own districts and assumed leadership of them, were no better
trained. It was decidedly an army of amateurs led by amateurs. On the
other hand the royalist cause was served by a number of noblemen who had
seen some kind of active service in European wars. With considerable support
among the gentry, they also had many more who could already skilfully
ride a horse, and who only needed to be trained to wield a sword, to become
that decisive force in 17th century battles - the Cavalry. However, what
early advantage the royalists had gained them little as it was more than
counterbalanced by the indecisiveness of their own leader. The financial
advantages, as was demonstrated by Charles's previous demands for loans,
were with the parliamentary side. As it turned out, the early engagements
between the combatants, were little more than confused skirmishes and
even the outcome of the first major battle at Edghill was inconclusive.
Nevertheless, over a period of time, the financial resources, the quality
of the troops, the level of organisation, and the good will of the general
populace, were all slowly moving in the direction of Parliament.
In retrospect, victory
at the battle of Marston Moor in 1644, was the first major engagement
which indicated that Parliament had decisively improved the ability of
its troops. They could from then on match the royalist forces and, other
things being equal, could beat them. Yet at the time this ability was
easy to discount, for despite the victory, the Royalist armies controlled
more of the country than Parliament. Nor did the Parliamentary success
at Marston Moor significantly alter this territorial disadvantage. However,
by the following year, at the battle of Naseby, the Parliamentary side
had assembled and trained a 'New Model Army'. The formation of the New
Model Army was to prove decisive in all the subsequent battles between
the two sides. Over the same period, the Royalist troops had looted and
pillaged their way into the bad books of even their own supporters. Charles
had quickly run out of money, and when he could no longer supply his troops,
they were left to provision themselves. They did this by seizing what
they needed from the particular town or country they were passing through.
Under these circumstances, drinking, rape and stealing valuables, were
added to the list of unpopular supplies, which were being 'requisitioned'
in this way. The result was that in many normally supportive districts,
Royalists were becoming generally disliked. By degrees, in this period,
the balance of military and moral strength was tipping heavily the way
of Parliament. After a series of further defeats, in Cornwall and at Oxford,
Charles eventually decided to flee north and surrender to the Scots, in
the hope of sympathetic treatment. This decision, together with the defeats
of his military forces, indicated that the back of the Royalist cause
had been broken. With the King in custody, the decisive phase of the armed
struggle in the English Revolution, was almost at an end.
Throughout this period,
discussion and debate had been developed to a high level, among the troops
of the New Model Army. Indeed, the very existence and structure of the
army owed itself to the challenge Parliament had made to established authority
and hierarchy. Cromwell and the pro-capitalist members of Parliament had
been compelled to appeal to the general discontent felt among common people,
in order to make a sufficiently strong alliance with ordinary citizens.
Alliances of this nature are necessary to sustain a lengthy civil war.
Parliamentarians, had been forced by their need for such an alliance,
to hide their own particular economic interests, beneath such unifying
calls as 'religious toleration' and the end to excessive and unfair taxes.
Their fervent calls to end royal and religious privilege, therefore, had
the 'knock-on' effect of calling into question all privilege - including
the privilege of army rank. In the New Model Army officers were now being
chosen for ability, rather than for their wealth, family connections,
or favouritism. In quite a short time, the New Model Army had also become
a hotbed of political agitation and religious polemic, over the general
unfairness of the then existing form of society. A large part of this
propaganda was carried out by various groups, among whom the Levellers
were probably the most influential. The Leveller influence within the
Parliamentary army, began to embrace the collective hopes of thousands
of armed men. Increasingly the rank-and-file soldiers saw their sacrifices
and risks in battle, as important enough to entitle them to a better future,
once the King was out of the way.
However, with the
King defeated, the parliamentary coalition of nobles, merchants and gentry,
wished to disband their by now 'revolutionary' New Model army, as quickly
as possible. They feared that the radical momentum of civil war and the
agitation against royal wealth and privilege, might not stop at the removal
of the king, but be developed to question all privilege and wealth. Such
fears were not without substance, for there were many such ideas circulating
at the time. At first some attempts were made by Parliament to purge the
army of its radicals, but to no avail. Parliament next tried to disband
the army, but this only served to spread considerable alarm among the
rank and file soldiers. The soldiers responded at regimental level by
electing special representatives or 'agitators', who were sent to Army
headquarters and Parliament, to represent their views. When Parliament
turned them down, the angry soldiers refused to disband, and set up their
own printing presses to publish their grievances.
Seeing the strength
of opposition to their views in Parliament, the soldiers demanded that
Parliament be purged of the enemies of the ordinary citizen. Fearing further
agitation, Cromwell and Ireton, responded to this threat by publishing
a set of declarations, called 'Heads of Proposals'. These sanctified the
property relations of the gentry, manufacturers and merchants. Within
a short time, the army agitators countered these proposals, by putting
forward their own arguments in the form of an 'Agreement of the People'.
This radical document became a quite comprehensive manifesto of how the
rank and file soldier and citizen envisaged the future organisation of
English society.
These competing visions
of the future without a King, were debated at length in what have become
known as the Putney Debates. It clearly emerged during these that now
the king was out of the way, the sanctity of their own property was uppermost
in the minds of Cromwell and Parliament. Ireton put the pro-capitalist
Parliamentary position at Putney most clearly and forcefully, saying;
"No person hath
a right to an interest of share in the disposing of the affairs of the
kingdom and in determining or choosing those that shall determine what
laws we shall be ruled by here - no person hath a right to this that hath
not a permanent fixed interest in this kingdom and those persons together
are properly the represented of this kingdom..." (Quoted in 'The
Levellers' .H.N Brailsford. Pub. Spokesman University. page 276.)
In other words those
who did not own property (i.e. those without the 'fixed interest') should
not have a say (a vote) in the running of the country, or be represented
at Parliament. Parliament, in this view, was to be an oligarchy of the
rich capitalists and pro-capitalist landed gentry, governing the country
in the interests of this capitalist class. During these debates at Putney
it became crystal clear to many of the rank and file representatives of
the army that they would get nowhere in convincing Cromwell, Ireton and
the majority at Parliament, to consider ordinary people's needs. On behalf
of the rank and file of his own regiment, and echoing what many more undoubtedly
felt, Sexby declared;
"There are many
thousands of us soldiers that have ventured our lives; we have had little
propriety in the kingdom as to our estates, yet we have had a birthright.
But it seems now, except a man hath a fixed estate in this kingdom, he
hath no right in this kingdom. I wonder we were so much deceived."
(ibid. page 275)
And deceived they
were. Having been used as shock troops in the war between Parliament and
the King, between those representing the new capitalist methods of surplus
labour extraction and those representing feudal methods of surplus labour
extraction, the ordinary property-less soldier and citizen, was now to
be cast aside. They were expected to meekly return to producing surplus
value for a new ruling and exploiting class. But inevitably there was
some resistance to this. Cromwell and Ireton tried to cobble together
a compromise, but this was rejected by the army representatives, who drew
up yet a further alternative. Short and to the point, their resolution
declared that everyone in the country, except beggars and servants, should
have the vote. It was passed by the army representatives, against the
wishes of Cromwell and Ireton, and with only a few dissension's. Realising
they were losing ground in this rank and file forum, the army leaders
called a halt to the discussions. The army representatives were asked
to return to their regiments and a committee was set up to look into the
issue. Whilst this was being discussed, the King conveniently escaped
from his army captors, and sought refuge in the Isle of Wight. This action
provoked fears that the King would make peace with the Scottish armed
forces and move to suppress Parliament. In such circumstances, it was
felt by many in the Parliamentary side, that this was no time for the
army regiments to fall out with Parliament or their commanding officers.
Pressing this case, Cromwell and his close associates in the army Council
of War issued another Remonstrance, this time complaining of the indiscipline
among the troops.
This later Remonstrance
contained a considerable threat. It was that Fairfax would resign, if
such rebelliousness continued. It was a tactic which Cromwell had also
used in response to criticism by large numbers of dissatisfied troops.
The threat to resign of a key person who is not easily replaced, is a
device often used by those in hierarchical positions, to get their own
way against the opinions or decisions of large numbers of their supporters.
The rank and file of the New Model Army had learned to trust the military
strategy and tactics of Cromwell and Fairfax as much as they had begun
to distrust them politically. This tactical threat caught the rank and
file by surprise and since no alternative leadership had been prepared,
it also caused confusion. The Remonstrance was read out loud to the regiments,
accompanied by many promises from the generals.
In view of the threat
from the King, many soldiers were subsequently persuaded to agree to obey
orders. Those who agitated against this agreement were arrested. Nonetheless,
two regiments were so opposed to this tactic, that they attempted a mutiny.
Fairfax and his officers countered this by riding among the ranks chastising
them and arguing them into acceptance. When order was finally restored,
a number of soldiers were arrested. Three of them were tried on the spot
and sentenced to death. The three who were given the sentence were allowed
to throw a dice to see which one would actually have it the carried out.
The soldier who lost, Richard Arnold, was shot dead in front of the whole
regiment.
Against a background
of fears of royalist plots, these divisive ploys restored an uneasy peace
to the army, but the actions were greatly resented by most of the men.
To prevent any further outbreaks of dissatisfaction, Cromwell and the
war council called for a period of peace and reconciliation and appealed
for unity against the royalists. Cromwell, up to this point, had hoped
for reconciliation with the King, albeit subordinated to Parliament. However,
the troops would have nothing to do with such a policy. Their campaign
for improved social conditions, had been stopped in its tracks, not least,
by the cunning of Cromwell and Ireton, but they were not in favour of
a return of the monarchy. Cromwell, therefore, made another of his opportunist
changes of tack, and decided against further discussions with Charles.
In this way he appeared to fall in line with the overwhelming majority
opinion of his troops. To quieten a few remaining pro-royalist opponents
in Parliament, Cromwell's 'Council of the Army' sent a detachment of soldiers
to 'purge' or expel the dissidents. This left only a small number of loyal
MP's, who kept the House of Commons going as a 'rump' Parliament. This
rump, led by Cromwell, then proceeded to set up a High Court of Justice.
Its brief was to try the King for crimes against the state. After considerable
deliberation, sentence was passed by this revolutionary court of the bourgeoisie,
and on 30 January 1649 King Charles 1st was beheaded.
The aftermath.
Soon after the King's
execution, the House of Lords was abolished and England was named a Commonwealth.
Those still remaining in Parliament, were able to enrich themselves greatly
by awarding themselves financial compensations, rewards of confiscated
royalist property, and well paid jobs in the state. To the victors went
the spoils, or at least in this case, to the victors' leaders. The Rump
Parliament soon became such an obvious disgrace, that it was denounced
not only by the troops and the Levellers, but by the Army leaders themselves.
Cromwell eventually took a number of soldiers with muskets, forcibly emptied
the House of Commons and closed it down. Six months later the Council
of the Army (i.e. Cromwell's trusted followers) produced an 'Instrument
of Government'. This proclaimed Cromwell 'Lord Protector' of England,
Scotland and Ireland, and nominated a group of like-minded men to form
a Council of State, to assist Cromwell in running the government. England,
at that time, was for all intents and purposes, being run as a military
dictatorship. From then until the restoration of the monarchy in 1660,
Cromwell ruled the country as an absolute dictator. The title of Lord
Protector, required him to be addressed as 'His Highness'. Indeed, at
one time, he and his close supporters, considered granting him the 'crown'
and founding a new royal dynasty. Later, having secured their property
and rents by 'pacifying' Ireland and Scotland, the new capitalist oligarchy,
headed by Cromwell, set about using the English State's tax revenue to
develop and improve their overseas trade. It was done by successive Navigation
Acts and the building of a sizeable Navy. This Navy was then used to protect
merchant ships, cargo and to seize the commercial and/or military assets
of foreign powers, enabling a new stage of capitalistic development.
After Cromwell's death
changes were made leading to the eventual return of Charles' son as King
of England. With the restoration of the monarchy, under Charles the Second,
came the restoration of the House of Lords and the Church of England.
This time, however, on the firm understanding that all these sources of
power and privilege, would in future, be subordinate to the House of Commons.
The House of Commons was by this time fully dominated by the interests
and representatives of the capitalist class. England at that point became
the bourgeois monarchy it remains to this day.
Further comments.
The history of the
English Revolution is extensively covered in numerous volumes. These explore
the many twists and turns and detail countless events. Pamphlets, newsletters,
memoirs and historical commentaries are available. Here we have covered
just a few sources. However, the brief and incomplete picture described
in the previous pages, provides us with sufficient detail to distinguish
those economic, social and political factors, which transformed anger
and rebellion, into revolution. Of course economic, social and political
factors, are not as separate in real life, as they are often presented
in literature. They intertwine and are combined within individuals and
within economic, religious and political groups. However, for the present
purposes let us for a moment separate them out. First the economic. We
have noted the development of capitalist manufacturing, merchant traders
and capitalist-orientated landowners, who were rapidly gaining wealth
outside of, or alongside, the predominantly feudal agricultural economy.
What the King did to raise money, increase taxes, introduce new ones,
demand loans and gifts directly reduced the share of the surplus value
they expected to obtain. When they were few, they grumbled to themselves,
but as their numbers grew, they grumbled to each other. Their growing
wealth enabled them to buy status by purchasing landed estates. In time
they began to feel the equal of those nobles around them. Furthermore,
when they compared themselves with the idle, profligate and dissolute
royalty - of which there were many - they even began to feel themselves
superior as a potential governing class. When they later gathered together
in Parliament - a place of considerable power and influence - their combined
grumbles were co-ordinated and condensed into political arguments.
In this context we
should note that several leading characters such as Pym, Hampden, Saye
and Cromwell were all directly or indirectly associated with capitalist
concerns such as the Providence Adventurers, a private company set up
to make money out of shipping goods and settlers to 'settle' foreign lands.
To these parliamentary champions, can be added such figures as Sir John
Evelyn, Lord Brooke, Sir Henry Vane, Lord Mandeville, Sir John Hotham,
Sir William Waller, Lord Fairfax and his son Sir Thomas Fairfax. Such
nobles, and many of the gentry in Parliament, had moved into the capitalist
economic sphere. This caused a growing fracture in the economic interests
of the feudal ruling elite. The rift between them, began to have serious
social and political repercussions. As another historian, writing about
the period, has described it;
"There was in
a sense a single ruling class in Stuart England and now it was divided
from top to bottom." (Battles of the English Civil War'. A. Woolrych.
Pub. Pan. page 35.)
At first the reformist
wing of the rising capitalist class made its moves by numerous polite
requests to the King. Later, they put up a more determined stand against
the royal prerogative, but still with reform firmly in mind. However,
the belligerent and vindictive attitude of this particular King, meant
that beyond a certain point, continuing to argue with him would result
in the loss of their wealth, possible imprisonment and even death. The
crucial point of determined resistance was signalled by the production
of the Grand Remonstrance, but the situation finally became revolutionary
with the decisions to pass the Militia Bill and refusing to give up the
five named MP's to the King. The split in the ruling class at this point,
became complete and for all intents and purposes, irreconcilable.
The next decisive
event, which made what followed revolutionary, and not just rebellious,
was that both sides recruited armies from the masses. In particular the
parliamentary side, under the direction of Cromwell and Fairfax recruited
ordinary working people, yeomen, artisans, craftsmen and labourers. With
a rhetoric of equality, they convinced ordinary citizens to fight on the
side of Parliament. The rank and file accepted this political rhetoric,
only realising later that they had been duped. The expectation held out
to them was the achievement of a new form of social/economic/religious
settlement, which would be to their advantage as well as to the members
of Parliament. During this process, the rank and file troops had become
radicalised by the experience of collective living and fighting. The Leveller
members with their literature and discussions further clarified the issues
at stake. When it became obvious that Cromwell and Parliament were clearly
against their aspirations, one of the most famous Levellers, John Lilburne,
called before the Lords, accurately summed up the situation;
"All you intended
when you set us a-fighting was merely to unhorse and dismount our old
riders and tyrants, that so you might get up and ride us in their stead."
(Quoted in 'The Levellers'. H. N Brailsford. Pub. Spokesman, page 93.)
It becomes apparent
from this point, that a quite definite anti-capitalist mood had begun
to develop within the troops which fought on the side of Parliament. Indeed,
the New Model Army, as far as we can judge, had become not the usual docile
amy fighting machine blindly following orders, but a democratic, militant,
questioning and reasoning revolutionary force. For a time it was for all
practical purposes, out of the control of Parliament and out of control
of individuals such as Cromwell and Fairfax, who created it. At its height
of democratic and Leveller influence, the army rank and file chose their
own leadership through democratic procedures, exerted its influence on
policy, and even on occasion refused to support Cromwell and Fairfax.
For a whole period the latter had to run to keep up with the changes the
rank and file army members were insisting upon. They had to pretend to
agree with many of the far-reaching proposals formulated. Cromwell in
particular was extremely astute. He allowed time to pass, until the New
Model Armies' revolutionary energy had been sapped by frustration, desertion
and punishment, before he attempted to split them and reassert full control.
Once he did so he purged its ranks of the most extreme militants, and
cleverly increased the pay of the remainder. He was then able to use this
well organised and malleable Army to call a halt to the revolution, and
deal with anyone, or any group, who opposed his view of how English society
should be structured.
Although initiated
by a rift in the ruling class it was the existence of large numbers of
self-disciplined, articulate working people, organised in the New Model
Army and their supporters in the towns and cities, which was the key factor
in pushing the English Revolution further than its original instigators
wished to go. As noted, a key role in that development was played by the
propaganda and agitation of those known as the Levellers. The Leveller
ideas became quite radical given the period in question. As an indication
of this it is worth considering the views of Gerrard Winstanley, a Digger,
as some levellers were known. He argued that;
"...the earth,
with all her fruits of corn, cattle and such like, was made to be a common
storehouse of livelihood, to all mankind, friend and foe, without exception.
('Winstanley: The Law of Freedom and other Writings.' Edited by Christopher
Hill.. Pub Cambridge University Press, page 100.)
The Leveller platform,
whilst not entirely embracing Winstanley's anti-capitalist agrarian socialism,
nevertheless echoed many such sentiments and called for many progressive
policies. These ranged from universal male suffrage and representative
government, with representatives only serving for one year, to everyone
being equal before the law (i.e. with no Parliamentary or Aristocratic
privilege). The proposals also included decentralisation of power, the
abolition of all monopolies, not just Royalist ones, and many other points
aimed at 'levelling' out the disparities in wealth and privilege. Alas
in the long struggle against the Royal armies these militants had become
weakened, and in the struggle against their own bourgeois leaders (Cromwell
and Fairfax etc.), they could not prevent themselves and the army ranks,
being outmanoeuvred, deceived, individuals picked off, and groups disbanded.
We can see from the
above, that in summary, the key factors which initiated, sustained and
developed the English Revolution, were as follows;
1. New and developing
economic circumstances conflicted with the old.
2. A serious and deep
split occurred in the ranks of the ruling class.
3. Both sides of the
ruling class recruited the population, formed them into armies, armed
and trained them.
4. Rebellious propaganda/
agitation was carried out among the armed and unarmed subjects, to persuade
them to become actively involved.
5. The section of
the ruling class which challenged the old system controlled and directed
the armed citizens, using them to defeat the old system
6. The armed populace
gained self-confidence and developed a broader social agenda, which addressed
its own needs and those of other
7. The victorious
side maintained control of the armed forces and after using them to resist
royalist counter-revolution, used them against the oppressed.
Although there was
an early attempt to export the English Revolution to France, predominantly
through the port of Bordeaux and the region of the Gironde, it was the
colonists in America who next took up a successful revolutionary struggle.
B) The American
Revolution.
The background.
The same economic
and social conditions that had led to the overthrow of the feudal royalty
in England also provided the incentive for some people to emigrate to
America. That is to say unemployment, religious intolerance, high taxes
and the oppressive injustice of the feudal aristocracy in England led
some people to try to escape from this situation. Sailing ships crossing
the Atlantic ocean, were for many, the avenue of escape, and New World
of the Americas, the destination.
For the development
of capitalistic methods of commodity production and circulation, which
had created an intensified search for new sources across the seas, had
also created increased poverty and unemployment in England. Hardship was
felt particularly among the artisans and labourers from the lower classes
in Britain. This was a state of affairs which occurred both prior to and
during, the English Revolution. When religious intolerance was added to
the considerable level of economic and social distress, it made the new
lands of the Americas an attractive proposition for many aggrieved citizens,
despite the difficulty of the Atlantic crossing. Such factors led to many
expeditions taking people to America and the Caribbean, the most famous
of these being known as the Pilgrim Fathers. These particular emigrants
were the remnants of a persecuted group who founded a colony in 1620,
which they called New England. The usual method of 'settlement' at that
time was the setting up of capitalist companies. Such companies would
organise the transport and fund the initial costs often in the form of
an interest-bearing loan. Two in particular were successful, the 'London
Company' to 'settle' Virginia and the 'Plymouth Company' to 'settle' Maine.
However pure the motives of John Smith and his pilgrim followers may have
been, the capitalist nature of the initiating joint-stock company, which
organised the settlement, is incontestable. In fact it took 28 years of
the combined efforts of the settlers to pay off their debt to the seventeenth
century venture capitalists in the London Company. It should be noted
that almost all of the early English settlements in America had their
head offices in England and at least in the early stages, the governing
elite of each colony were chosen by the company shareholders back in England.
After initial difficulties
these various New World settlements grew into lucrative colonies for the
finance and mercantile capitalists of Holland, France and England. As
we witnessed in the previous chapter, the use of slaves and indentured
labour gave a tremendous boost to the amount of surplus labour which could
be extracted in those hot and humid climates, by the owners of sugar and
tobacco plantations. Also as already noted, in these early stages of colonisation,
the price of wage labour was often too high and plantation work too repellent
to use 'free' wage labourers.
During that period
England, by means of trade wars and naval wars, gradually gained the greatest
share in the booming world trade. As a consequence both England, and the
English Colonies in America, enjoyed a period of rapid accumulation of
wealth which mainly lined the pockets of the capitalist and land-owning
classes in each country. This wealth accumulation, however, had quite
differing effects on the two elites. In England the new parliamentary
oligarchy of capitalists restored the monarchy and enjoyed long years
of affluence and plenty. Greed fed more greed and the English capitalists
and their Parliamentary supporters treated the American colonies as vast
reservoirs of surplus labour, to be drained by themselves at the smallest
cost possible.
For a time this also
suited the colonists who, in exchange for overall English control and
protection, enjoyed a ready market for their produce in other English
colonies and Europe via English merchants. However, the increase in trade
and wealth also created a numerous class of increasingly rich colonists
in New England. These were mainly merchants and plantation owners. Although
often in debt to English and Scottish merchants, they were content with
the system only as long as they were free to administer it as they saw
fit. When England interfered too much, or demanded too much in return
for its protection, these new world elites were apt to get indignant.
One interference they resented considerably was the restrictions placed
by the British upon the colonies' further expansion west and north into
'unsettled' territory. That was one reason why most of the Indian tribes
fought on the side of the British.
Territorial expansion
was seen as a substantial investment opportunity for colonial capitalists.
For those further down the socio-economic ladder, it was a chance to seize
land for farming. Increasingly, the colonists began to agitate against
English control. Indeed, they started to echo the sentiments of the early
participants in the English Civil War, claiming to resent paying taxes
without having representation in Parliament. In reality the growing dispute
was not simply about representation in the far away English Parliament.
It was ultimately over the control and share of surplus labour and surplus
value from slaves, indentured workers, small farmers and future surpluses
from territorial expansion. Debates over increased taxation stirred up
feelings among the shopkeepers, tradesmen, artisans and labourers, all
of whom often bore the greater burden of tax deductions from the results
of their labour. Each time a new English tax was announced, or an existing
one increased, matters got worse.
The disagreement.
The ending of England's
costly 'seven year' war with France brought with it the need and desire
of the English capitalists to balance the state books without increasing
taxation for themselves. This led to a series of attempts by the English
Parliament to increase the taxation of the English Colonies in America.
The early attempts, such as the Sugar Act, brought in reasonable, but
insufficient amounts. However, when the British introduced a colonial
Stamp Duty a year later, this was seen by many colonists, as going a step
too far. Opposition to this and a series of other measures led to the
physical intimidation of customs officials and the boycotting of British
goods. One such incident took the form of the destruction of a building
and the hanging of an effigy of the English appointed distributor of stamps
from a tree in Boston, Massachusetts. The tree in question subsequently
became known as the Liberty Tree. As time progressed both sides hardened
their attitudes, stiffened their negotiation positions, and refused to
back down. Around that time, an organisation of American middle-class
radicals was formed, which later became known as the Sons of Liberty.
This organisation played a significant role in the opposition to English
rule.
The next round of
confrontations took place when the English Government passed the Revenue
Act of 1767. It was legislation raising new duties on glass, lead, paints,
paper and tea. The act also set up a new, stronger Customs Commission
to collect them. Further boycotts of English goods, petitions and circular
letters by the colonists followed, and this time the boycott was more
successful. Such tactics were met by the British appointed governors by
dissolving the colonists official gatherings. These were known as the
Assemblies of Representatives. The British government considered the colonists
at Boston were the ringleaders of this rebelliousness, so they stationed
a British warship in the harbour and landed British troops in the town.
Boston merchants, angry at this, met secretly and agreed not to import
anything at all from England. The Massachusetts Assembly, although officially
dissolved, continued to meet, but called itself a convention. Over in
England, representatives of the British capitalist establishment sponsored
parliamentary resolutions condemning the riots. They threatened to arrest
the culprits and transport them to England for prosecution. When news
of this intention arrived in America, it had the effect of uniting all
the leading groups of the various colonies against the British. It was
only in the face of this unity, and after a riotous 18 months, that the
British government decided to repeal the much hated Revenue Act - except
that is for the duty on tea.
Meanwhile, Boston
was seething with resentment at the stationing of British troops in the
town. Harassment of British soldiers became a regular pastime. The depth
of feeling was demonstrated, for a period, by schoolboys rioting every
Thursday, when the schools were closed for market day. On one occasion
a schoolboy was killed, and another injured, after they had surrounded
the house of a British supporter. The incident sparked off further disturbances,
and the following month, March 1770, five citizens of Boston were shot
dead at a demonstration outside the customs house. This episode, known
as the Boston massacre, not only aroused further hostility in Massachusetts,
but was also influential in creating greater unity among the colonies
on the Atlantic coast. The Sons of Liberty had. by this time, spread to
every colony and its members held political power in eleven of the thirteen
colonies. Such a rapid growth indicated the breadth of opposition to British
government among the colonial elite. An uneasy truce followed the massacre
at Boston, but it was one in which both sides were deeply distrustful
of each other, firmly entrenched in their respective positions, and resolutely
determined to get their own way.
A period of almost
two years elapsed before things once more came to a critical head in an
incident which occurred in Rhode Island. It was there that a group of
merchants captured and sank a British revenue schooner, HMS Gaspee. Yet
another investigating committee, on the instructions of the British government,
failed to apprehend the culprits, but managed to alarm the populace by
again calling for the culprits to be shipped to England for trial. This
in turn prompted the Virginian Representative body (the House of Burgesses)
to propose an extension of the circle of correspondence committees. They
did this in order to co-ordinate common responses to any such aggressive
acts by British representatives. In Massachusetts the same idea was taken
up, but was developed further. Every township in the province proceeded
to set up its own committee.
In the interim, the
East India Company, had managed to get itself into severe financial difficulties.
To get out of its problems, the company came up with a shrewd commercial
plan. They successfully sponsored an Act of Parliament to lift the restrictions
on its exports of tea to the New England colonies. The directors of the
East India Company hoped to get out of these difficulties by selling a
large amount of cheap tea direct to America and cutting out the American
merchants. The rest of the British Government went along with this manoeuvre
because they hoped that the prospect of cheap tea would placate the unruly
colonists and cause them to overlook the fact that they would still be
paying tax upon the tea.
The colonists, still
not satisfied by the repeal of the Revenue Act, nor fooled by the sop
of cheap tea, discussed what to do next. After some deliberation the action
they came up with became known as the Boston Tea Party. It was an event
during which an angry crowd, some disguised as native Indians, left a
mass meeting and dumped the hundreds of chests of British tea into the
waters of the harbour. The news of this act of rebellious sabotage of
British property spread among the colonies inspiring similar opposition
in New York and other colonies.
Predictably, the news
inspired a completely different response in England. The incident was
greeted by the East India Company, and its supporters in the British government,
with outrage. They resolved to show the presumptuous colonists who was
master in the colonies. For this purpose Parliament passed a series of
Acts known as the Coercive Acts, aimed at punishing the Boston merchants.
Parliament declared the Boston Port closed until compensation was paid
to the East India Company. To assist in this process, they increased the
powers of the newly appointed military Governor. Although the main thrust
of this attack was directed at Boston and the colony of Massachusetts,
the other colonies were not slow to see this as a process which could
be used to against all other colonies. They were not mistaken in this
assumption, for the subsequent publication of a Restraining Act hit at
the trade of all the colonies.
At this point Massachusetts
began military training and stockpiling weapons while other colonies organised
support for them. Virginia called for a general congress to organise and
co-ordinate the opposition. When the congress finally met, only Georgia
did not send delegates. The colonists were almost united. On this overwhelming
show of strength and unity, the congress delegates decided to refuse to
obey the Coercive Acts, and debated the possibility of joint action. In
doing so, they began to define their rights as colonists, and commenced
placing definite limits on the powers of the British Parliament. The scene
was clearly set for confrontation. Matters did not have long to wait.
General Gage, the new British military governor, organised a raid on a
suspected store of arms at the village of Concord. The colonists, having
discovered his intention, sent seventy five volunteer colonists to intercept
the 700 strong British contingent at Lexington. When they met, both sides
opened fire. British redcoats killed eight of the volunteers and wounded
a similar number. The remaining colonial volunteers scattered and the
British soldiers marched on to Concord, but found nothing. The arms had
already been moved elsewhere.
This shooting at Lexington
was an important event for it was the first real encounter of armed troops
on both sides. It was also significant because on the long march back,
the Americans, although heavily outnumbered, shadowed the British troops
and shot at them from the cover of woods and stone walls. In this way
they inflicted heavy casualties on them. Lexington also effected the outcome
of the second Congress held by the colonists. It marked a decisive end
to the preceding passive forms of resistance, such as boycotting English
imports and refusing to implement unpopular British laws. From that time
on, significant numbers of colonists decided it was necessary to make
war against the armed forces of Britain and to assert their freedom by
taking up weapons.
The Armed Struggle.
The colonists organised
a volunteer force, under the leadership of a southern planter named George
Washington, and made preparations for a revolutionary war. Initially,
the fighting was conducted with varying degrees of incompetence on both
sides. However, by a combination of superior strategies and tactical skills,
the colonial volunteers managed to inflict greater casualties on the British
redcoats than they received from them. An example of this was at the battle
of Bunker Hill, outside Boston. It was there that the British achieved
their objective in capturing the heights of the hill, but the victory
was achieved at the cost of so many casualties that the result of the
battle was more in the colonist favour. Committed to a life and death
struggle with the British, the leaders of the colonists were anxious to
find ways to rally as many to their support as possible. They decided
to issue a call to arms in the form of a set of principles. A document
was written up, and passed by the congress, which became known as 'The
Declaration of Independence.' Among its many points it stated;
"We hold these
Truths to be self-evident, that all Men are created equal, that they are
endowed by their Creator with certain unalienable Rights, that among these
are Life, Liberty and the Pursuit of Happiness That to secure these
Rights, Governments are instituted among Men, deriving their just Powers
from the Consent of the Governed, that whenever any Form of Government
becomes destructive of these Ends, it is the Right of the People to alter
or to abolish it and to institute new Government, laying its Foundation
on such Principles and organising its Powers in such Form, as to them
shall seem most likely to effect their Safety and Happiness."
The original issue
of contention, the right to decide deductions (taxes) from the surplus
labour extracted from slaves and workers in the colonies, has taken a
back seat in the declaration. Just like their capitalist brethren in the
English Civil War, such concrete issues were often played down during
the hostilities, whilst abstract principles of citizens 'rights' against
oppressive governments, were brought to the fore. This gives the document
more than a passing interest, for its significance is thus much wider
than the American colonies struggle for independence. The declaration
addressed at an ideological level the broader issue of struggles against
all forms of political oppression. In order to justify their particular
struggle against British authority, the leaders of the colonists felt
they had to make a solid case for revolution in general. All men are 'created
equal' the declaration says. But of course, under any system of inequality
and oppression, men are not born equal. The capitalist system is no different
in this respect. Noticeably, in the declaration, women don't even get
a mention. Yet the declaration informed the world, that men are born with
inalienable rights and that men, not gods, create (institute) governmental
structures
The declaration went
further and stated that the governed have the right to overthrow or 'abolish'
those forms of government which become destructive of those human rights
as perceived by each generation. The most conscious elements of the new
class of colonial capitalists, in order to carry out a revolution aimed
at securing their own interests, had to represent their interests as the
general interest and speak on behalf of all men, not just their own privileged
class. In one sense this declaration was just a piece of paper. No doubt
some of those who signed it, did not intend it to have significance beyond
the colonies or beyond that particular year of publication. Nevertheless,
it stands as one of the few 'official' declarations by the bourgeoisie,
which not only recognises, but publicly asserts, the right of the oppressed
to rise up against their oppressors and engage in armed struggle to change
how society is structured.
As the revolutionary
war progressed, battles at Trenton, Princetown, Valley Forge and Yorktown,
resulted in the colonists decisively gaining the upper hand. Despite the
British employment of 18,000 mercenary soldiers, their efforts at supplying
them and their own soldiers from depots at the other side of the Atlantic,
had always been fraught with difficulties. When the French and Spanish
governments entered the conflict, on the side of the colonists, they successfully
guarded the Atlantic seaboard against further incursion by British troops
and the supplies they needed. Against such odds, and under such circumstances,
it was only a matter of time before the British were defeated.
Aftermath
A peace treaty ( Paris
1783) marked the official end of war between the colonists and Britain.
Before long, however, divisions opened up between the states over trade,
slavery and taxation. The leaders of the struggle for independence, decided
that heavy costs of war, particularly debts to French capitalists, were
to be recouped by hefty taxation, demands which many of the poor subsistence
farmers found difficult to meet. The subsequent hounding and jailing of
poor colonists for debt, led to an unsuccessful rebellion directed by
Daniel Shays, which was, however, quickly subdued. Eventually, compromises
were worked out between the states on the questions of slavery, trade
and ultimately agreement was reached on the form of a national government.
One consequence of the American victory over Britain was the 'opening
up of the western frontier'. This allowed those with surplus capital to
enrich themselves further by land speculation. Many of the leading political
figures, including George Washington and James Madison, both U.S. Presidents,
became land speculators in the western expansion and the conquest of native
Indian lands which followed. Whilst the document itself was preserved
as an historic artefact, the right to revolution trumpeted in the Declaration
of Independence was, of course, quietly ignored.
Further comments.
The original economic
form of the colonies of New England had been capitalist enterprises, created
in Britain and exported or 'planted' on the coast of America. The head
office and shareholders of these companies were in Britain. The purpose
of these plantations was to extract surplus labour or surplus value and
to return as much as possible of both, in the form of commodities or currency,
to Britain. In time these small and isolated company plantations, became
colonies with towns and an internal and external economy of their own.
These new and developing economic centres were based upon the farmer,
the merchant, the planter, the tradesman and the shopkeeper. The citizens
of these towns, ceased to think of themselves as employees or mortgagees
of the original firm, whose sole purpose was to live according to the
dictates of head office. By the turn of the 18th century, the colonies
had long outgrown the economic form given to them in their original charters,
yet despite some modifications, they were essentially being run as if
that form were still suitable.
From the outset, primarily
because of the distance, the colonies had a high level of self-government,
which meant that many problems had to be resolved by the colonists themselves.
The British were content to extract their profits and let the colonists
manage most of their own affairs utilising the various Assemblies set
up for this purpose. Yet prior to the rebellion, there had been growing
resentment against the imposition of British taxes and Governors in the
colonies of new England. For a long time this remained at the level of
grumbles, protests and occasional outbursts. The Assemblies, during this
long period, became the real active decision-making bodies of the colonies,
with the British-appointed Governor being an intermediary between them
and the English Parliament. Once a wealthy oligarchy of rich colonists
had developed, they were able to dominate the assemblies. They did so
both in terms of their numbers, and in terms of being able to wield the
political power and social prestige which went along with their economic
wealth. A potential new ruling class within the colonies had been created,
yet it was not allowed to rule.
Just a small sample
of the higher placed movers and shakers of the revolution provides an
indication of the occupations from which this class was developing. Benjamin
Franklin (prosperous printer and newspaper owner); John Adams (Rich Lawyer);
George Washington (prosperous Planter, slave owner and land speculator);
John Dickinson (rich Lawyer); Samuel Adams (journalist and son of a rich
businessman); John Hancock (Boston's richest merchant), William Byrd (rich
Planter and slave owner) etc. These and other wealthy planter-families,
such as the Randolph's and Harrisons, were able (and obviously willing)
to implement policies and practices which promoted their own particular
interests within the new continent. When these clashed with the interests
of the British capitalist oligarchy then compromise or conflict were the
only two possible ways forward.
In the early stages
while the colonial oligarchy felt weak they chose compromise, but as their
economic strength grew and the colonies became more densely populated,
they became more self-confident and less prepared to accept British terms.
Protest turned to passive resistance, and then to open rebellion. When
the British closed down the rebellious Assemblies the wealthier colonists
were quick to hold alternative assemblies called congresses. The colonists
also formed a united front, and an alternative communication network,
in the form of correspondence societies. Parallel with this the militant
merchant and shopkeeper class created a subversive action group, the Sons
of Liberty, which carried out propaganda and agitation. It also mobilised
the mass of the ordinary citizens to riot and demonstrate. Later they
armed citizen groups and organised them into a volunteer army. Further
propaganda was promoted, in the form of the Declaration of Independence.
We have read some of its principles but here is just an additional reminder
of the flavour;
"Prudence, indeed,
will dictate that Governments long established should not be changed for
light and transient Causes; and accordingly all Experience hath shewn,
that Mankind are more disposed to suffer, while Evils are sufferable,
than to right themselves by abolishing the Forms to which they are accustomed.
But when a long Train of Abuses and Usurpation's, pursuing invariably
the same Object, evinces a Design to reduce them under absolute Despotism,
it is their Right, it is their Duty, to throw off such Government and
to provide new Guards for their future Security."
The last sentence,
in this part of the Declaration, repeats the essence of the bourgeois
revolutionary position. The leading politicians had to adopt this stance,
both to justify their overthrow of British rule, and to appeal to those
citizens below them who were needed to conduct the armed struggle. When
'a long train of abuses' puts people 'under absolute despotism', the document
declares, it is not just 'their right' but it is 'their duty', to throw
off such a government and provide new guards for their future security.
In the heat of their battle for independence, revolution had become not
only a right, but a duty. The capitalist oligarchy in the colonies were
suddenly revolutionary in words and in deeds - but, of course, only up
to a point. That point was reached when they had beaten the British capitalists
and put themselves in their place as a ruling strata. Then despite all
the rhetoric of equality, life, liberty and the pursuit of happiness,
black Africans continued to be bought and sold into slavery; native Indians
continued to be massacred and scalped in even greater numbers. Women,
who didn't even get a mention in the Declaration, continued in domestic
slavery and land-less workers were presented with the choice of starvation
or wage slavery. This capitalist concept of equality and liberty, explicit
in the declaration of independence, did not extend to the realm of political
equality let alone economic equality.
We can see that despite
many differences, a similar pattern emerges as in the English Revolution.
New and developing economic circumstances conflicted with the old; a serious
and deep split opened up in the ranks of the ruling class; both sides
recruited the masses, formed them into armies and armed and trained them.
Rebellious propaganda and agitation were carried out among the armed and
unarmed masses, to persuade them to become actively involved. The section
of the class which successfully challenged the old ruling class controlled
the armed masses and used them to gain victory. One of the notable differences
is that in the case of the American colonies, the armed masses - made
up in the main of petty-bourgeois elements, poor farmers and relatively
small numbers of wage labourers - did not develop a broader social agenda.
Although there were pockets of resistance and rebellion, as a whole, these
groups did not appear to comprehensively address their own needs nor those
of other oppressed groups. Thus, blacks, native American Indians and the
working class continued to be exploited after the revolution, albeit not
to an equal degree. Perhaps this was because many of the poor white colonists
shared essentially the same expansionist vision as their wealthier associates.
They little realised that the 'little house on the prairie' to which many
of them aspired would be a relatively short-lived experience, before it
became their turn to be swindled, bought out or ruined by large farming
capital.
C) The French
Revolution
The Background.
Throughout the whole
of Europe the feudal economy was predominantly local. Although a considerable
amount of overseas trade took place in certain sea ports, all the basic
requirements of the population for food, shelter, clothing and transport,
were mostly met within a very restricted area. France, as with many other
European countries, had been for a long time made up of different regions,
each under the control of a particular Noble family. Each region had evolved
its own particular customs and practices and in some cases even its own
language. Apart from the clerical and monastic landed estates, each group
of ruling nobles controlled the collection and distribution of the region's
surplus production and extracted it from the working population in the
manner and at a time they preferred. In the 17th century, the Estates
General (an assembly of French Nobles), granted a French King (Charles
V11), the right to levy certain taxes within their own areas for his own
purposes. From that point on there were three discrete contenders for
a share of the surplus production of each feudal region, the King, the
Nobles and the Clergy. The potential for disagreement over each group's
relative share of this surplus production was considerable.
French feudal society
(below the King) was made up of three distinct social and political groups
called 'estates'. The First Estate, was that made up of the clergy which
comprised around 1% of the population and owned 15% of the land. They
derived their share of the surplus product from tithes (a percentage of
the produce of the land), rents (a proportion of the surplus product converted
into cash payments) and from trading and industries. In other words they
benefited from surplus labour both in the form of surplus products and
surplus value. The clergy were governed by the Bishops, many of whom obtained
considerable surplus value and were extremely wealthy. The lower clergy,
however, were quite poor.
The Second Estate
comprised of the Nobles who were roughly 1.5% of the population and owned
20% of the land. Their wealth derived from dues, rents, share cropping
and various other sources. In other words they also benefited from surplus
labour of the working population in the form of surplus products and surplus
value. Neither the First Estate, nor the Second paid any taxes to the
Royal Court. In other words they did not 'pass on' to the royal court
any of the surplus value or product they directly received.
The remaining 97.5%
of the French people during that period were termed the Third Estate.
According to historians this third estate consisted of Capitalists (approximately
500,000), City workers (2.5 million) and Peasants (22.5 million). We can
see from this approximate breakdown of French society that it was the
bulk of the 97.5% of the population (the Third Estate) which not only
provided the surplus products and labour for the other two Estates but
also surplus value in the form of taxes to support the royal government.
The French taxes and financial arrangements were many and complex. They
included such examples as the Taile, the Vingtiemes, the Corvee, the Gabelle
and Capitation. We need not go into detail, but in order to understand
the underlying motives behind the French Revolution, we need to constantly
keep in mind the point made previously. The numerous taxes and financial
obligations were no more than various ways of extracting surplus value
or products from the peasants and workers.
A consequence of high
taxation was that the condition of the urban and rural workers was dismal.
For example;
"There can be
little doubt, however, that the majority of the rural inhabitants of France
were wretchedly impoverished....The vast majority of peasant-proprietors
and tenant farmers, because of the inadequacy of their holdings, usually
had to engage in some form of rural by-industry, or even, from time to
time, work as agricultural day-labourers." ('The French Revolution'.
A Goodwin. Pub . Grey Arrow. page 22/23.)
However, it was not
simply the inadequacy of their holdings, but the heavy burden of taxation
as many other historians have noted. It is typical of the bourgeois point
of view that it sees the solution to the imposition of high taxes as the
need for those who pay them to work harder and on larger tracts of land.
In actual fact without so many noble and ecclesiastical parasites draining
the surplus labour, small peasant and tenant holdings would have been
quite adequate for the needs of rural inhabitants. Despite this severe
impoverishment, the monarchs who followed Charles V11 continued the practice
of raising taxes in the various regions. King Louis X1 was able to use
a considerable portion of these to create a permanent army. In this and
other ways he (and a succession of royal dynasties in France) strengthened
and centralised political and military power in the hands of the monarchy.
Over time, the position of the Nobles was weakened. However, France also
experienced the changing technical and economic circumstances, which had
led to the overthrow of the monarchical system, first in Holland and then
in England. In both these countries the rising capitalist class, once
it had unshackled itself from feudal obligations, enriched itself by confiscating
feudal property and by controlling state power. In this way they had begun
to transform themselves into world-class economic, political, military
and naval powers.
Those in France who
wished for similar developments, cast an envious eye on the situation
in these republican countries. Indeed, the French monarchy, in its desire
for an increased share in those new sources of surplus value, and in order
to weaken the threat that the hereditary nobility represented, encouraged
and rewarded the development of capitalist forms of production and circulation.
It was the case that the cities of Nantes, Bordeaux and Marseilles, which
supplied many of the combatants in the forthcoming revolution, contained
a large maritime bourgeoisie. They, like their counterparts in Britain
and Europe, were busily enriching themselves by means of slavery and plantations
in the West Indies. As C.L.R James noted in the case of the city of Nantes
on the river Loire;
"As early as
1666, 108 ships went to the coast of Guinea and took on board 37,430 slaves
to a total value of more than 37 millions giving the Nantes bourgeoisie
15 to 20 per cent on their money. In 1700 Nantes was sending 50 ships
a year to the West Indies with Irish salt beef, linen for the household
and clothing for the slaves and machinery for the sugar-mills." (C.L.R.
James. 'The Black Jacobins'. Pub. Alison and Busby. page 47/48.)
The private companies
involved in this odious trade were granted monopolies by the French King.
Another method of encouraging capitalist methods was to 'farm-out' (sell),
the right to collect the King's taxes, to the highest bidder. In this
way a large percentage of taxes were collected by capitalist middle-men,
who obtained the right to collect them at an auction. Part of the attraction
of this process, to the capitalists, was the possibility of creaming off
a considerable amount of money in the process of collecting the taxes.
This practice of tax 'farming' together with the monarchy's increasing
reliance on loans, was a development which had progressively strengthened
the power of the rising capitalist class, particularly the finance capitalists.
It was a power which was by no means small. So for example;
"By 1661 all
other elements of the finances of France were subject to the overriding
influence of loans, in that everything else was used as means of providing
the excessive interest rates which the financiers extracted from the state."
(Crown, Financiers and Society in Seventeenth Century France.' Julian
Dent. Pub. David & Charles, Newton Abbot, page 46.)
King Louis X1V not
only borrowed from the capitalistic financiers but also rewarded helpful
capitalists by promoting them into the nobility in the hope that such
elevation would create loyalty to him. These changes, over a long period
of time, meant that the nobles comprising the 'Second Estate' ceased to
share a common economic interest. However, this weakening of the collective
strength of the nobles was at the expense of strengthening a rapidly developing
capitalist class, a section of which in time, as we shall see, opposed
itself not only to the monarchy but the clergy and the aristocracy. Incidentally,
the reason why so many French nobles eventually sided with the rising
capitalist class, rather than the monarch, in the subsequent revolutionary
upsurge, is made quite clear;
"As the century
advanced a greater number of the aristocracy engaged in industry, either
in their own names or in those of nominees....Even in the army, the traditional
sphere of occupation of the upper classes, there was an opportunity for
profit because , until the reforms effected by Choiseul at the end of
the Seven Years War, the colonels, who were chosen almost invariably from
noble families, could expect to make profit from the clothing and equipment
supplied to their men, whom they regarded almost as their property."
('Europe of the Ancient Regime'. D. Ogg . Pub. Fontana, page 247/248.)
It should also be
noted that some French Aristocrats, of a liberal persuasion, had supported
the previously discussed American colonists' rebellion against England,
a few even fighting on their side. In the process they had absorbed many
of the colonists' republican views. It was from among these people, together
with many magistrates, barristers and lawyers, that a 'patriotic' or 'national'
party was eventually formed in France. This politicisation of the fuedal/capitalist
struggle had created its own momentum and eventually large numbers of
political clubs were formed. These in turn sponsored, or themselves produced,
masses of pamphlets, which were then widely circulated. However, in order
to face up to the 'establishment', the disparate interests of liberal
clergy, capitalistic aristocrats, professional middle-classes and capitalists
needed a unifying thread. Unity emerged over a period of time around three
ideas which ultimately came to dominate the propaganda and the practical
struggle against the French King and his supporters. They were, Liberty,
Equality and Fraternity.
The disagreement.
By the eighteenth
century the crisis in royal financing had matured fast. A series of attempts
to organise the King's finances by royal officials such as Turgot, Necker,
Colonne and Brienne, were opposed by the Parlement of Paris and a later
Assembly of Notables. This open opposition indicated, as much as anything,
that the conflict had sharpened considerably. As a direct response to
this, the French King exiled all the members the Parlement of Paris. Riots
followed, loans were refused by high ranking financiers, and the King
was forced to back down. He then called a gathering of the Estates General.
The traditional pattern of these infrequent gatherings was that each of
the three 'Estates' met separately and voted separately. Any proposals,
therefore, had to be approved by at least two out of three estates before
finally going before the King for acceptance or rejection. For all practical
purposes the combined efforts of the First (clerical) Estate, and Second
(aristocratic) Estate, could defeat any proposals put forward by the Third
Estate. In other words under 3% of the population could ignore the wishes
of over 97%. From the standpoint of the majority of the aristocracy and
clergy, the third estate was of little importance. However, the cause
of the Third Estate found a champion in Abbe Sieyes, who declared publicly
that in French society the Third Estate was everything. Yet it was clear
from the existing situation, that any changes in French society which
would benefit the 97.5% of the population belonging to the Third Estate,
could only be seriously proposed if the voting system was modified. It
was therefore the issue of reforming voting rights and procedures, which
the competing socio-economic forces in French society first began to argue
and campaign over.
The Third Estate's
cause was further aided by the previously noted fact that the two ruling
groups had developed serious divisions within their own ranks. In the
run up to the meeting of the Estates General, a group of thirty nobles
and clergy argued for a reform of the voting procedure. They claimed that
the Third Estate should have twice as many votes as the First and Second
Estates. It should be noted that many nobles, such as Lafayette and Mirabeu,
were scathing in their estimation of their own 'noble' estate. Here is
one testimony from another within such ranks;
"The castles
which abound in our provinces and engorge large estates, misuse rights
of hunting, fishing, wood cutting and within them still lurk those proud
seigniors who so expertly detach themselves from common humanity, who
pile their own taxes onto those of the King and who all too easily oppress
the impoverished and unhappy peasants, despite being no longer privileged
to kill them, at the cost of a handful of silver strewn onto the grave.
The remainder of the nobility cluster round the throne, hands endlessly
grasping for pensions and offices they demand all for themselves - titles,
jobs, exclusive preferences, forbidding ordinary folk promotion or reward,
whatever their talents or public usefulness; they prevent them serving
by land or sea and for those of their own kind who shrink from actual
work, they require bishoprics, abbacies and lucrative benefices."
(Louis-Sebastian Mercia.. Quoted in P. Vansittart. 'Voices of the Revolution'.
Pub. Collins, page 63.)
This is a quite articulate,
if not very flattering, view of the gentlemen of the Aristocratic Second
Estate by one of their number. When the Estates General finally met it
was only to be lectured by the King. He made it clear there would be no
reforms of any of the established practices. On the second day the Third
Estate passed a resolution opposing the existing voting methods. This
was rejected by majorities in both the other Estate meetings. A deadlock
followed which lasted 6 weeks, before the Third Estate finally tried another
tactic. This time they sent an invitation to the members of the First
Estate to join them in their discussions. Only three members of the clergy
responded immediately but by 17 June one hundred (1/3 of its membership)
had joined the Third Estate. This trend was spurred on by pressure from
'below' in the form of organised groups of citizens demonstrating outside
the meeting hall and present in the galleries. Such a public display of
feeling was sufficient to eventually give the assembled members the confidence
to announce the Estates General defunct and declare itself a National
Assembly. This declaration - directly against the wishes of the established
power of the King - was a further stage in the development of a revolutionary
process. A series of diplomatic manoeuvres gained the National Assembly
the initiative over the following days, and the Assembly started forming
committees and issuing decrees, rather than simply passing resolutions.
One such decree allowed for the collecting of taxes, but ordered that
these should cease if the monarchy tried to dissolve the Assembly.
Such radical assumptions
of power by the representatives of the Third Estate, caused considerable
anger among many of the nobility close to the King, and counter measures
were plotted at court. When the Assembly members found themselves accidentally
locked out of their meeting hall, they met in a nearby tennis court. They
proceeded to indicate their strong feelings by swearing a solemn oath
not to disband until they had established a proper constitution. Hearing
of this, the King and his advisers at their own meeting, declared the
Assemblies' decrees invalid and decided on a show of strength. They did
this by summoning several thousand of their most loyal troops to be stationed
close by. It proved a difficult task, for many soldiers had become resentful,
unreliable, and were by this time fraternising with the Paris citizens.
Given this level of
turmoil the King hedged his bets a little and decided to address the members
of the Assembly. He informed them of his decision to allow some changes
to the procedures of the Estates General, but refused others. Announcing
his intention to grant a few small reforms, he assured them he would allow
nothing which affected the gathering of tithes and manorial dues. Before
leaving he issued a thinly-veiled threat to dissolve it, if the members
did not submit to his authority. However, those who remained in the Assembly
refused to disband or to accept the royal dictates. Pressing their cause
even further, they issued a decree declaring themselves immune to arrest.
The knowledge that a contingent of 30,000 armed Parisians were prepared
to back them up, and the fact that thousand of troops stationed nearby
were less than enthusiastic supporters of the King, undoubtedly helped
strengthen their determination.
The King and his loyal
nobles again attempted to intimidate the Assembly by summoning more reliable
troops to surround Paris. It is certainly significant that such intimidation
required many regiments of German and Swiss mercenary soldiers, rather
than French. Yet the stationing of foreign troops, seriously alarmed the
residents of Paris. This move stimulated frantic searches, by the citizens
committees, for arms and ammunition with which to defend themselves. The
call to arms quickly spread throughout the Paris sections. Since the July
days of 1789, which had been full of insurrections, events and riots,
the middle-class supporters of the revolution had formed exclusive groups
of armed men to protect their property and life from the unruly lower
orders. It was during this period that it became vividly clear that the
interests of the middle-classes in the revolution were different from
the interests of the ordinary citizen. The anarchist writer Peter Kropotkin
summed up it up in the following way;
"In short, while
the people were forging pikes and arming themselves, while they were taking
measures to prevent the ammunition from being sent out of Paris, while
they were seizing the bread-stuffs and sending them to the Halles or the
Place de la Greve, while on the 14th they were constructing barricades
to prevent the troops entering Paris and had seized the arms at the Hotel
des Invalides and were marching in a body towards the Bastille to compel
it to capitulate, the middle classes were mainly preoccupied in taking
measures for keeping the newly acquired power entirely in their own hands."
(P. Kropotkin. 'The Great French Revolution 1789-1793'. Pub. Elephant
Editions. Vol. 1. page 96/97.)
The armed struggle.
However, with the
renewed threat from the royal court and its supporters, the newly elected
city representatives and the National Assembly, soon to rename itself
the Constituent Assembly, were only too eager to enlist the support of
the masses of Paris citizens. Everyone with a pike or musket, and prepared
to use it, was suddenly welcome. The citizens' militia rapidly increased
and organised bands were sent out to secure arms from were ever they could
be found. Word went out to warn citizens to keep a close watch on the
King's ministers as it was feared they were plotting to overthrow the
National Assembly and start a civil war. As noted by Kropotkin, eventually
a large haul of weapons was discovered by one group at the Hotel des Invalides.
Yet another group set off to examine the vaults of the Bastille.
The Bastille was a
little-used fortress in need of repair and garrisoned by a small number
of soldiers, many of whom were pensioners and were themselves short of
supplies, yet its subsequent capture was quite important in a very real
sense. It was seen as a practical achievement in the progress of revolution.
However, the symbolic significance of the 'fall of the Bastille' far outreached
its immediate threat to the revolutionary citizens of Paris. Its nine
foot thick walls and multiple defences, crumbling as they were, symbolised
the fragile solidity of the feudal power of the King, rather than simply
of the fortress itself. The Bastille represented the long established
and absolute power of the monarchy to dictate economic conditions, to
imprison citizens, to suppress riots and rebellions. When the Bastille
finally fell to the mixed crowd of journeymen, shopkeepers, labourers,
and 300 hastily assembled militia men, it was a clear signal to Paris
and the whole of France. Its fall indicated that the absolute military
authority of the French monarchy could now be defeated if sufficiently
challenged.
As news of the victory
against the Bastille garrison spread across France, revolts occurred in
other cities and towns against their respective ruling oligarchies. Committees
and militias were rapidly formed to deal with the issues identified by
the various local communities. These committees quickly realised that
there was no substantial force left to prevent their collective efforts.
Many of the higher nobles took fright at this startling turn of events
and fled the country. Meanwhile under the pressure of the widespread popular
revolts, the National Assembly was persuaded to pass many radical measures,
although many of these were subsequently toned down before being processed
into laws. On the 26 August 1789 a Declaration of Rights was agreed, which
although reflecting the needs of the middle-class, who all along dominated
the National Assembly, also removed many, but not all, of the feudal customs
which effected all French citizens.
However, the declaration
of formal rights did not guarantee equal rights to food for the Paris
citizens. The long queues at the bread shops became the source of much
agitation and anger. To the average citizen, the problem of the famine
may have had multiple causes but blame, in the bread queues, centred on
greedy monopolists and all forms of civic authority. What also became
obvious to the ordinary citizens, was that the newly elected people's
representatives in the National Assembly, included many who were rashly
flaunting the new-found privileges of office.
It became a situation filled with profound tension for all sections of
French society, and desperation for many. Among the poorer sections of
Paris, the situation bred an increasing distrust of all authority, both
royal and liberal, which led to increasing reliance on mass action such
as that displayed in the fall of the Bastille .
During this period
the French King was advised by the moderates among his supporters to offer
further compromises. However, he was not prepared to do so. Instead, he
ordered a another regiment, the Flanders, to march on Versailles, where
the Assembly met. The arrival of these troops gave the royalists renewed
confidence and they began to rally their forces. At one point they publicly
trampled on the new French flag (the tricolour) and threaten counter-revolution.
In Paris the arrival of these new troops was the signal for the radicals
to agitate further among the ordinary citizens and call for mass support
for the National Assembly.
Early October saw
a contingent of Parisian women march on the town hall and from there to
Versailles. They were followed, in this demonstration, by many thousands
of citizens and members of the newly formed National Guard. Their combined
purpose was to demand bread, a dismissal of the anti-patriotic troops,
and punishment for those who had abused the tricolour. In normal circumstances
these were fairly simple demands, but in these circumstances, backed up
by revolutionary determination, they were potentially explosive. This
considerable show of force by the citizens of Paris, caused the King to
back down and agree to the popular demands. It also provoked a second
wave of emigration by the rich and famous. However, the King's offer did
not quieten things down for long. The very next day the royal household
was invaded by an angry mob who had found a murdered citizen in the grounds
of the royal castle. Order was eventually restored by the National Guard,
but when the King appeared on a balcony to try to placate the crowd they
began to chant, 'the King to Paris'. Such was the size of the gathering
and its mood, that the King decided to go along with their wishes. In
effect, although still King, he was in fact the virtual prisoner of the
crowd.
This further success
against the forces of royal reaction was followed by a gesture of appeasement
by the National Assembly. It decided that despite his previous hostile
actions, the King could continue as constitutional monarch. He was to
be provided with a suitable income from the state. At the same time the
National Assembly further indicated its moderate, or middle-class, credentials
by drawing up electoral regulations which restricted voting to those who
paid taxes at a certain level. It has been estimated that these regulations
gave voting rights only to the richest one sixth of the population. Just
as revealing, was the fact that the pro-royalists and clergy in the National
Assembly, were allowed by the majority to argue for their parasitic feudal
rights to be 'commuted'. This meant they could be exchanged for large
cash payments charged upon the villagers and peasant farmers. It was a
measure, which if successful, would have forced many poor peasants to
take out loans to pay for their land. Such a policy would have allowed
peasants to escape the clutches of the feudal landowners, only to place
them in the hands of the capitalist money lenders. It would have been
a mere exchange of one form of exploitation for another. None of these
new measures, however, solved the problem of state finances which were
still in a considerable mess. In actual fact they were getting worse,
for during the revolutionary upheaval, all classes were avoiding, or at
least postponing, payment of their taxes.
The continuing predicament
of state expenditure served to further highlight the different agendas
of the workers and peasants, to that of the middle-classes. A dominant
section of the capitalists and middle-classes needed a strong and relatively
expensive state for a variety of reasons. First, the finance capitalists
liked the security of lending money to the state, for it guaranteed them
safe loans and secure interest. Secondly, many capitalists made guaranteed
profits by supplying state organisations with commodities and services.
Thirdly, the professional middle-class needed the state for jobs and pensions.
All of these groups needed a state-financed standing army to protect their
wealth from foreign invasion and internal threat from wage workers and
peasants. This highly paid and fundamentally unproductive labour needed
to be funded by extracting surplus labour and value from the vast working
population of peasants and workers. A strong state was the best way of
ensuring that all these needs were met.
In contrast the workers
and peasants would have been best served by declaring the state bankrupt,
closing it down and starting up new forms of social organisation better
suited to their needs. Needs such as, retaining more of their surplus
labour and having a decisive influence in how the rest was spent. Throughout
the following weeks the National Assembly again tried to keep the lower
orders under control as well as foil the plots of the remaining Royalists.
An example which typified this 'liberal' balancing act is provided by
the actions of one day in February 1791. Lafayette had to march his troops
to Saint Antoine to put down a working class riot and the sacking of a
prison (Vincennes), only to have to march them back the same day to the
Tuileries Gardens, to deal with an aborted royalist plot to smuggle the
King to Belgium.< |